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                        as a courtesy to the reader. They are not part of the opinion of the court.

003047P.pdf   11/29/2001  SEC  v.  John M. Tuschner
   U.S. Court of Appeals Case No:  00-3047
   District of Minnesota   
   Civil case - Securities law. SEC failed to show Tuschner controlled 
   a securities broker barred from the U.S. market and that he was 
   an associated person for the purposes of 15 U.S.C. Sec. 78c(18); 
   order holding Tuschner liable under Section 20(e) of the Securities 
   and Exchange Act of 1934 set aside; dissent by Judge Bright.