DISCLAIMER: The following unofficial case summaries are prepared by the clerk's office
as a courtesy to the reader. They are not part of the opinion of the court.
063938P.pdf 07/20/2007 In Re: Green Grand Jury v.
U.S. Court of Appeals Case No: 06-3938
and No: 06-4030
U.S. District Court for the District of Minnesota - St. Paul
[PUBLISHED] [Wollman, Author, with John R. Gibson and Murphy,
Circuit Judges]
Civil case - attorney-client privilege. A client who has used his
attorneys' assistance to perpetrate a fraud or a crime cannot assert the
attorney-client work product privilege as to any documents generated in
furtherance of his misconduct; an attorney who does not knowingly
participate in the client's fraud or crime may assert the work product
privilege as to his opinion work; district court drew appropriate line
between ordinary work and shielded opinion fact work product; district
court applied a proper standard to determine whether the government had
provided the level of proof necessary to justify the application of the
crime-fraud exception; without deciding whether the district court must
look at countervailing evidence that a crime or fraud did not occur, here,
the evidence was more than sufficient to establish a crime or fraud.
063938P.pdf 07/06/2007 In Re: Green Grand Jury v.
U.S. Court of Appeals Case No: 06-3938
and No: 06-4030
U.S. District Court for the District of Minnesota - St. Paul
[PUBLISHED] [Wollman, Author, with John R. Gibson and Murphy,
Circuit Judges]
Criminal case - Grand Jury Proceedings. Crime-fraud exception applies
to attorney work product; a client who has used his attorney's assistance
to perpetrate a crime or fraud cannot assert the work product privilege as
to any document generated in furtherance of his misconduct; an attorney
who does not knowingly participate in the client's crime or fraud may
assert the work product privilege as her opinion work product; an
attorney's fact work product is entitled to less than protection than her
opinion work product and may be discovered upon prima facie evidence
of a crime or fraud as to the client only and thus even when the attorney is
unaware of the crime or fraud; here, the district court did not err in
drawing the line between opinion and fact work product; attorneys'
recollections of conversations with a client are protectable as opinion
work product; prima facie case of fraud or crime does not have to
established by clear and convincing evidence as such a standard would
impede the grand jury's work; after reviewing other circuit's rulings as to
whether contrary proof must be considered in determining if a crime or
fraud has been committed, the court finds that it does not need to resolve
the issue as even if the district court had considered the countervailing
evidence it would not have affected the court's crime-fraud determination;
court's crime-fraud determination was not an abuse of discretion.