DISCLAIMER: Any unofficial case summaries below are prepared by the clerk's office
as a courtesy to the reader. They are not part of the opinion of the court.
112877P.pdf 10/01/2012 Berthel Fisher & Company v. Craig Larmon
U.S. Court of Appeals Case No: 11-2877
U.S. District Court for the District of Minnesota - Minneapolis
[PUBLISHED] [Melloy, Author, with Murphy and Colloton, Circuit Judges]
Civil case - Arbitration. Because plaintiff did not provide investment
or brokerage related services to the investors, they were not plaintiff's
customers under the Financial Industry Regulatory Authority's Code of
Arbitration Procedure for Customer Disputes, and they were not entitled
to arbitrate their claims before FINRA.