DISCLAIMER:  The following unofficial case summaries are prepared by the clerk's office
                        as a courtesy to the reader. They are not part of the opinion of the court.

963293P.pdf   06/26/1997  Everest Securities  v.  SEC
   U.S. Court of Appeals Case No:  96-3293
                          and No:  96-3737
   Administrative Law   
   Evidence supported findings that petitioners violated provisions
   of the National Association of Securities Dealers regulation
   during stock offering; find reduced based on NASDA's decision
   to set aside one violation.